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November 17, 1999 The Evolving Federal Role 
 By Erik Robelen 
 It was a moment steeped in symbolism. President Lyndon B. Johnson stood before the one-room schoolhouse in Stonewall, Texas, that he once attended. Flanked by his former teacher at the school, he signed into law the Elementary and Secondary Education Act. That action, on April 11, 1965, was a watershed in the evolution of the federal 
role in American 
schooling, a turning point both in sheer dollars—by some estimates, federal K-
12 spending tripled 
between 1964 and 1966—and influence on districts nationwide. "I will never do 
anything in my 
entire life, now or in the future, that excites me more, or benefits the nation 
I serve more ... 
than what we have done with this education bill," the president proclaimed two 
days later in a 
White House ceremony. Historians credit Johnson, himself a former teacher, 
and his administration 
with a masterful performance in navigating the legislation through 
Congress. "In an astonishing 
piece of political artistry, the Congress had passed a billion-dollar law, 
deeply affecting a 
fundamental institution of the nation, in a breathtaking 87 days," wrote the 
historian and former 
Johnson aide Eric F. Goldman in 1968. "The House had approved it with no 
amendments that mattered; 
the Senate had voted it through literally without a comma changed." Today, 
the federal 
government's involvement in precollegiate education is complex and still 
evolving. While many 
agencies run programs that assist schools and children, the U.S. Department of 
Education is the 
flagship, largely because of its stewardship of the ESEA. Even so, as much as 
Washington's role has 
grown and spending has climbed, the federal share of funding remains small in 
comparison to that of 
states and school districts. Currently, only about 7 percent of education 
expenditures for schools 
come from federal coffers. In securing passage of the ESEA, Johnson had 
capitalized on the 
momentum that followed his landslide victory in the 1964 election, which 
brought with it larger 
Democratic majorities in both the House and the Senate—including a big increase 
in the number of 
liberals in Congress. He made federal education aid a top priority for his 
Great Society 
legislative agenda in 1965. Many obstacles had long stood in the way of broad-
based federal aid 
to precollegiate education: Southern lawmakers who feared it would compel them 
to end segregation, 
Roman Catholic school advocates who opposed any aid that excluded private 
schools, teachers' unions 
that insisted that federal dollars go only to public schools, and conservatives 
who believed that 
more federal money would inevitably mean policy intrusions into what was 
essentially a state and 
local concern. The first of those obstacles had largely been surmounted a 
year earlier with the 
passage of the Civil Rights Act of 1964, which, among other provisions, 
outlawed racial 
discrimination in schools and other institutions that received federal aid. As 
for the other 
roadblocks, the Johnson administration wove a delicate tapestry that brought 
unions and Catholic 
representatives together around an education proposal that was essentially an 
anti-poverty program, 
a critical component of the president's War on Poverty. While earlier 
proposals typically 
involved general aid or plans to support school construction and teacher 
salaries, Johnson's 
solution was to abandon that approach in favor of a "categorical"—or targeted—
program for Title I 
of the ESEA, the law's centerpiece. Funding was aimed at concentrations of 
disadvantaged children, 
regardless of whether they attended public or private schools. The ESEA 
represented "the first 
really direct reach into [all] school districts in the United States," says the 
man charged with 
implementing the new law, Harold Howe II, the U.S. commissioner of education 
from 1965 to 1968. 
 The law committed the federal government to a bold new role in promoting 
educational equity—
helping the most needy in society—that remains a central focus of federal 
involvement in 
education. That is not to say the federal 
government had no 
involvement in schools prior to 1965. In fact, the roots of the federal role 
predate the U.S. 
Constitution. The Land Ordinance of 1785 specified that proceeds from the sale 
of a portion of land 
in every township established in the Northwest Territories be set aside for 
public schools. After 
the Civil War, the federal government required that new states admitted into 
the Union provide 
free, nonsectarian public schools. The first federal "department of education"—
which was later 
renamed the Bureau of Education and then the U.S. Office of Education before 
assuming its current 
status—was created in 1867, just two years after the war between the states 
ended. By the turn of 
the century, the office was still largely occupied with gathering and 
disseminating national 
statistics on education. The first significant step toward a new federal role 
in schooling came 
with passage in 1917 of the Smith-Hughes Act. The law provided the first 
categorical federal aid to 
schools; in this case, it was grants to support vocational education programs. 
Though historians 
view the law's passage as something of a turning point, they note that it would 
be decades before 
Congress approved anything else like it. President Franklin D. Roosevelt 
pushed through a few 
emergency measures during the Great Depression that delivered some aid to 
schools, most of it to be 
used for school construction and teacher salaries. The New Deal's Civilian 
Conservation Corps and 
its National Youth Administration provided some money for educational 
purposes. Several aid 
programs for areas affected by federal activities were enacted during and after 
World War II, 
beginning in 1941 with the Lanham Act, which provided federal payments in lieu 
of taxes to local 
school districts affected by the military mobilization. In 1950, two other laws 
were passed that 
provided school construction and operating-cost grants, or "impact aid," for 
schools in areas where 
federal acquisition of property decreased local tax revenues and increased 
school enrollments. In 
fiscal 1999, impact aid funding totalled $864 million.  Separately, in 1944, 
Congress had enacted 
the GI Bill of Rights, which dramatically expanded access to higher education 
by helping millions 
of World War II veterans attend college. ("GI 
Bill Paved the Way 
for a Nation of Higher Learners," Jan. 27, 1999.) In 1946, the 
federal school lunch program was launched, followed by the school milk program 
in 1954. The two 
initiatives, operated by the U.S. Department of Agriculture, continue to 
subsidize meals for 
millions of school children nationwide.  In October 1957, the Soviet Union stunned the United States when 
it successfully 
launched the first manmade satellite, Sputnik I, into orbit around the Earth. 
The National Defense 
Education Act, passed the next year, was a response to widespread concern that 
America had fallen 
behind its Communist rival in the contest for scientific, technical, and 
military superiority. The 
law provided specialized aid to improve mathematics, science, and foreign-
language instruction in 
schools and colleges. The act "demonstrated that, under certain 
circumstances, Congress could 
enact a major aid-to-education bill," wrote the congressionally established 
Advisory Commission on 
Intergovernmental Relations in a 1981 report. The law proclaimed: "The national 
interest requires 
... that the federal government give assistance to education for programs which 
are important to 
our national defense." In their 1968 book ESEA: The Office of Education 
Administers a Law, 
Stephen K. Bailey and Edith K. Mosher call the idea an "important harbinger of 
the kinds of federal 
support for American education that blossomed in the mid-1960s." Even so, they 
observed that the 
law was fairly narrow in scope. "And even within its own limited domain, the 
act tended to 
strengthen superior and wealthier secondary schools. ... Poorer schools in the 
countryside and in 
the urban ghettos were left largely untouched." It was really not until 
President Johnson stood 
before his former Texas schoolhouse that federal education aid and involvement, 
though fixed in a 
targeted program, were set in place for K-12 schools on a scale comparable to 
today's. Of course, 
the esea was only the beginning. John F. Jennings, the director of the Center 
on Education Policy 
and a former longtime aide to congressional Democrats, argues that the 1965 law 
was "the landmark 
... that paved the way" for an increasingly large federal presence in education 
policy. Laws were 
created over the next decade to assist various special-needs groups through the 
Bilingual Education 
Act, the Native American Education Act, the Education for All Handicapped 
Children Act (later 
renamed the Individuals with Disabilities Education Act), and other new 
programs. Separately, in 
1965, the Head Start program for early-childhood education was created, and the 
Higher Education 
Act was enacted. Even so, deep philosophical differences have persisted over 
whether federal 
activism in education is wise or proper. In fact, a domestic priority for 
President Ronald Reagan 
when he took office in 1981 was to curtail sharply the federal role in 
education and to abolish the 
fledgling Department of Education. The Office of Education had been split off 
from the Department 
of Health, Education, and Welfare and promoted to Cabinet-level status two 
years earlier, during 
the Carter administration. Reagan's plan, however, never won enough support—
even in the 
Republican-controlled Senate—to succeed. The department saw more attacks when 
Republicans took 
control of both chambers of Congress in 1995, but those efforts also 
failed. President Reagan 
also sought to reduce federal education spending—which had climbed steadily 
during most of the 
1960s and 1970s—and to lump large portions of aid into block grants to states. 
Ultimately, funding 
did drop somewhat in inflation-adjusted dollars in the early 1980s, but the 
trend has been reversed 
in recent years. Although some consolidation of programs occurred in 1981, the 
underpinnings of the 
esea and other major K-12 programs enacted since 1965 remained intact. It was 
during the Reagan 
years, some observers say, that the federal government's "bully pulpit" role in 
encouraging 
educational improvements came into its own. The signal event was the 1983 
release of A Nation at 
Risk, the report of a commission created by Secretary of Education Terrel 
H. Bell, which helped 
drive a movement to improve schools and spurred a national dialogue on 
education standards. Many 
observers also point to the 1989 "education summit" in Charlottesville, Va., as 
a pivotal moment. 
President George Bush and the nation's governors—including one of the most 
influential 
participants, Gov. Bill Clinton of Arkansas—agreed to set national education 
goals. In 1994, with 
Clinton now in the White House, Congress passed his Goals 2000: Educate America 
Act, which provided 
federal aid to help states devise their own academic standards, define 
achievement, and create 
aligned assessments to measure progress toward their academic goals. The same 
year, Congress 
embedded the standards-based reforms into the reauthorization of the 
ESEA. Questions about the 
ESEA's effectiveness also fueled a new emphasis on results and educational 
progress. According to 
Marshall S. Smith, the current acting deputy secretary of education, the 
federal government has 
become increasingly aware of the need to help lead the way to better 
schools. "It's a clear change 
in the way people thought about the use of federal finances," he says. "It was 
there to leverage, 
to stimulate change, to support state reforms ... and still with a big focus on 
the poorest kids in 
the country." But Education Department programs continue to draw critics. 
Many Republicans, in 
particular, propose handing states and school districts far more flexibility in 
spending federal 
dollars as long as they demonstrate achievement gains among all students. "[I]
t is time to 
rethink the federal role in education," Rep. Bill Goodling, R-Pa., the chairman 
of the House 
Education and the Workforce Committee, said in October as his committee 
prepared to approve such a 
plan. "Federal money should be focused on helping children and their schools, 
not on maintaining 
separate categorical federal programs." The debate serves as a gentle 
reminder that the federal 
role is not fixed. As Carl F. Kaestle, a professor of education and history at 
Brown University 
says, the federal role has grown substantially over time, "but it's had a 
fairly bumpy ride and is 
fairly fragile."  
	 
"The Federal Role in Education," from the U.S. Department of Education.
 
"First, Do No Harm: The Federal Role in Education Reform," from the Thomas B. Fordham Foundation.
 
"Tracking the Well-being of Children Within States: The Evolving Federal Role in the Age of Devolution," from the Urban Institute. PHOTOS: On April 11, 1965, outside the school he once attended in Stonewall, Texas, President Lyndon B. Johnson signs the Elementary and Secondary Education Act into law. Seated next to him is his first teacher, Katherine Deadrich Loney. The ESEA dramatically expanded federal aid for K-12 education. --Corbis/Bettmann-UPI 
 
© 1999 Editorial Projects in Education   | 
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