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![]() November 17, 1999 The Evolving Federal Role
By Erik Robelen
It was a moment steeped in symbolism. President Lyndon B. Johnson stood before the one-room schoolhouse in Stonewall, Texas, that he once attended. Flanked by his former teacher at the school, he signed into law the Elementary and Secondary Education Act. That action, on April 11, 1965, was a watershed in the evolution of the federal
role in American
schooling, a turning point both in sheer dollars—by some estimates, federal K-
12 spending tripled
between 1964 and 1966—and influence on districts nationwide. "I will never do
anything in my
entire life, now or in the future, that excites me more, or benefits the nation
I serve more ...
than what we have done with this education bill," the president proclaimed two
days later in a
White House ceremony. Historians credit Johnson, himself a former teacher,
and his administration
with a masterful performance in navigating the legislation through
Congress. "In an astonishing
piece of political artistry, the Congress had passed a billion-dollar law,
deeply affecting a
fundamental institution of the nation, in a breathtaking 87 days," wrote the
historian and former
Johnson aide Eric F. Goldman in 1968. "The House had approved it with no
amendments that mattered;
the Senate had voted it through literally without a comma changed." Today,
the federal
government's involvement in precollegiate education is complex and still
evolving. While many
agencies run programs that assist schools and children, the U.S. Department of
Education is the
flagship, largely because of its stewardship of the ESEA. Even so, as much as
Washington's role has
grown and spending has climbed, the federal share of funding remains small in
comparison to that of
states and school districts. Currently, only about 7 percent of education
expenditures for schools
come from federal coffers. In securing passage of the ESEA, Johnson had
capitalized on the
momentum that followed his landslide victory in the 1964 election, which
brought with it larger
Democratic majorities in both the House and the Senate—including a big increase
in the number of
liberals in Congress. He made federal education aid a top priority for his
Great Society
legislative agenda in 1965. Many obstacles had long stood in the way of broad-
based federal aid
to precollegiate education: Southern lawmakers who feared it would compel them
to end segregation,
Roman Catholic school advocates who opposed any aid that excluded private
schools, teachers' unions
that insisted that federal dollars go only to public schools, and conservatives
who believed that
more federal money would inevitably mean policy intrusions into what was
essentially a state and
local concern. The first of those obstacles had largely been surmounted a
year earlier with the
passage of the Civil Rights Act of 1964, which, among other provisions,
outlawed racial
discrimination in schools and other institutions that received federal aid. As
for the other
roadblocks, the Johnson administration wove a delicate tapestry that brought
unions and Catholic
representatives together around an education proposal that was essentially an
anti-poverty program,
a critical component of the president's War on Poverty. While earlier
proposals typically
involved general aid or plans to support school construction and teacher
salaries, Johnson's
solution was to abandon that approach in favor of a "categorical"—or targeted—
program for Title I
of the ESEA, the law's centerpiece. Funding was aimed at concentrations of
disadvantaged children,
regardless of whether they attended public or private schools. The ESEA
represented "the first
really direct reach into [all] school districts in the United States," says the
man charged with
implementing the new law, Harold Howe II, the U.S. commissioner of education
from 1965 to 1968.
The law committed the federal government to a bold new role in promoting
educational equity—
helping the most needy in society—that remains a central focus of federal
involvement in
education. That is not to say the federal
government had no
involvement in schools prior to 1965. In fact, the roots of the federal role
predate the U.S.
Constitution. The Land Ordinance of 1785 specified that proceeds from the sale
of a portion of land
in every township established in the Northwest Territories be set aside for
public schools. After
the Civil War, the federal government required that new states admitted into
the Union provide
free, nonsectarian public schools. The first federal "department of education"—
which was later
renamed the Bureau of Education and then the U.S. Office of Education before
assuming its current
status—was created in 1867, just two years after the war between the states
ended. By the turn of
the century, the office was still largely occupied with gathering and
disseminating national
statistics on education. The first significant step toward a new federal role
in schooling came
with passage in 1917 of the Smith-Hughes Act. The law provided the first
categorical federal aid to
schools; in this case, it was grants to support vocational education programs.
Though historians
view the law's passage as something of a turning point, they note that it would
be decades before
Congress approved anything else like it. President Franklin D. Roosevelt
pushed through a few
emergency measures during the Great Depression that delivered some aid to
schools, most of it to be
used for school construction and teacher salaries. The New Deal's Civilian
Conservation Corps and
its National Youth Administration provided some money for educational
purposes. Several aid
programs for areas affected by federal activities were enacted during and after
World War II,
beginning in 1941 with the Lanham Act, which provided federal payments in lieu
of taxes to local
school districts affected by the military mobilization. In 1950, two other laws
were passed that
provided school construction and operating-cost grants, or "impact aid," for
schools in areas where
federal acquisition of property decreased local tax revenues and increased
school enrollments. In
fiscal 1999, impact aid funding totalled $864 million. Separately, in 1944,
Congress had enacted
the GI Bill of Rights, which dramatically expanded access to higher education
by helping millions
of World War II veterans attend college. ("GI
Bill Paved the Way
for a Nation of Higher Learners," Jan. 27, 1999.) In 1946, the
federal school lunch program was launched, followed by the school milk program
in 1954. The two
initiatives, operated by the U.S. Department of Agriculture, continue to
subsidize meals for
millions of school children nationwide. In October 1957, the Soviet Union stunned the United States when
it successfully
launched the first manmade satellite, Sputnik I, into orbit around the Earth.
The National Defense
Education Act, passed the next year, was a response to widespread concern that
America had fallen
behind its Communist rival in the contest for scientific, technical, and
military superiority. The
law provided specialized aid to improve mathematics, science, and foreign-
language instruction in
schools and colleges. The act "demonstrated that, under certain
circumstances, Congress could
enact a major aid-to-education bill," wrote the congressionally established
Advisory Commission on
Intergovernmental Relations in a 1981 report. The law proclaimed: "The national
interest requires
... that the federal government give assistance to education for programs which
are important to
our national defense." In their 1968 book ESEA: The Office of Education
Administers a Law,
Stephen K. Bailey and Edith K. Mosher call the idea an "important harbinger of
the kinds of federal
support for American education that blossomed in the mid-1960s." Even so, they
observed that the
law was fairly narrow in scope. "And even within its own limited domain, the
act tended to
strengthen superior and wealthier secondary schools. ... Poorer schools in the
countryside and in
the urban ghettos were left largely untouched." It was really not until
President Johnson stood
before his former Texas schoolhouse that federal education aid and involvement,
though fixed in a
targeted program, were set in place for K-12 schools on a scale comparable to
today's. Of course,
the esea was only the beginning. John F. Jennings, the director of the Center
on Education Policy
and a former longtime aide to congressional Democrats, argues that the 1965 law
was "the landmark
... that paved the way" for an increasingly large federal presence in education
policy. Laws were
created over the next decade to assist various special-needs groups through the
Bilingual Education
Act, the Native American Education Act, the Education for All Handicapped
Children Act (later
renamed the Individuals with Disabilities Education Act), and other new
programs. Separately, in
1965, the Head Start program for early-childhood education was created, and the
Higher Education
Act was enacted. Even so, deep philosophical differences have persisted over
whether federal
activism in education is wise or proper. In fact, a domestic priority for
President Ronald Reagan
when he took office in 1981 was to curtail sharply the federal role in
education and to abolish the
fledgling Department of Education. The Office of Education had been split off
from the Department
of Health, Education, and Welfare and promoted to Cabinet-level status two
years earlier, during
the Carter administration. Reagan's plan, however, never won enough support—
even in the
Republican-controlled Senate—to succeed. The department saw more attacks when
Republicans took
control of both chambers of Congress in 1995, but those efforts also
failed. President Reagan
also sought to reduce federal education spending—which had climbed steadily
during most of the
1960s and 1970s—and to lump large portions of aid into block grants to states.
Ultimately, funding
did drop somewhat in inflation-adjusted dollars in the early 1980s, but the
trend has been reversed
in recent years. Although some consolidation of programs occurred in 1981, the
underpinnings of the
esea and other major K-12 programs enacted since 1965 remained intact. It was
during the Reagan
years, some observers say, that the federal government's "bully pulpit" role in
encouraging
educational improvements came into its own. The signal event was the 1983
release of A Nation at
Risk, the report of a commission created by Secretary of Education Terrel
H. Bell, which helped
drive a movement to improve schools and spurred a national dialogue on
education standards. Many
observers also point to the 1989 "education summit" in Charlottesville, Va., as
a pivotal moment.
President George Bush and the nation's governors—including one of the most
influential
participants, Gov. Bill Clinton of Arkansas—agreed to set national education
goals. In 1994, with
Clinton now in the White House, Congress passed his Goals 2000: Educate America
Act, which provided
federal aid to help states devise their own academic standards, define
achievement, and create
aligned assessments to measure progress toward their academic goals. The same
year, Congress
embedded the standards-based reforms into the reauthorization of the
ESEA. Questions about the
ESEA's effectiveness also fueled a new emphasis on results and educational
progress. According to
Marshall S. Smith, the current acting deputy secretary of education, the
federal government has
become increasingly aware of the need to help lead the way to better
schools. "It's a clear change
in the way people thought about the use of federal finances," he says. "It was
there to leverage,
to stimulate change, to support state reforms ... and still with a big focus on
the poorest kids in
the country." But Education Department programs continue to draw critics.
Many Republicans, in
particular, propose handing states and school districts far more flexibility in
spending federal
dollars as long as they demonstrate achievement gains among all students. "[I]
t is time to
rethink the federal role in education," Rep. Bill Goodling, R-Pa., the chairman
of the House
Education and the Workforce Committee, said in October as his committee
prepared to approve such a
plan. "Federal money should be focused on helping children and their schools,
not on maintaining
separate categorical federal programs." The debate serves as a gentle
reminder that the federal
role is not fixed. As Carl F. Kaestle, a professor of education and history at
Brown University
says, the federal role has grown substantially over time, "but it's had a
fairly bumpy ride and is
fairly fragile."
"The Federal Role in Education," from the U.S. Department of Education.
"First, Do No Harm: The Federal Role in Education Reform," from the Thomas B. Fordham Foundation.
"Tracking the Well-being of Children Within States: The Evolving Federal Role in the Age of Devolution," from the Urban Institute. PHOTOS: On April 11, 1965, outside the school he once attended in Stonewall, Texas, President Lyndon B. Johnson signs the Elementary and Secondary Education Act into law. Seated next to him is his first teacher, Katherine Deadrich Loney. The ESEA dramatically expanded federal aid for K-12 education. --Corbis/Bettmann-UPI
© 1999 Editorial Projects in Education |